Investment Advisor Level 1 - Set 3
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1. This is a Mock Examination of NISM-Series-XVIII: Financial Education Certification Examination.
2. This mock test has 50 questions of 1 marks each. Please note that the actual examination for NISM Series XVIII: Financial Education Certification Examination has 50 questions of 1 mark each.
3. There is no negative marking.
4. The passing score for the examination is 60%
5. This mock examination is only to give the candidates an experience of NISM testing system.
6. Please note that passing this mock test would not make you eligible for claiming a certificate for NISM-Series-XVIII: Financial Education Certification Examination.
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Question 1 of 25
Financial markets enable economic growth by
Question 2 of 25
Which of the following is not a feature of personal Financial Planning?
Question 3 of 25
Pure risk is a risk which involves
Question 4 of 25
Ajay has invested only in PPF A/c. which matures in 2017. For his short term goals, what kind of risk does he face?
Question 5 of 25
A retired person is depending on a monthly annuity income to finance his expenses. The greatest risk faced by his cash
Question 6 of 25
Earnings per share (EPS) is an indicator of _______
Question 7 of 25
Which of the following does a fundamental analyst study?
Question 8 of 25
Which of these CALL options are OTM?
Question 9 of 25
Surinder had taken a 25-year life insurance policy with a sum assured of Rs. 10,00,000 with the premium being paid in a
half-yearly mode. After paying the premium for five years, Surinder is unable to continue paying the premium payment.
Calculate the Paid Up Value?
Question 10 of 25
The minimum tangible assets to be maintained by an Investment adviser which is a Body Corporate are Rs. _______.
Question 11 of 25
Sahil wants to liquidate immediately some of his assets for investing in fresh business opportunities. As he would have
large cash with him and it may take about 2 months before the same is invested in business purposes, Sahil wants to know the
ideal investment option for this money for this short period. Your suggestion would be _________.
Question 12 of 25
Income which accrue or arise outside India and also received outside India is taxable in case of:
Question 13 of 25
An investor who seeks a high level of return and is willing to bear the risks of such investments is likely to be
Question 14 of 25
Exploiting price anomalies in the market to make profit is know as _________
Question 15 of 25
An investor had invested Rs 3 Lakhs in Equity Funds, 3.75 Lakhs in Debt Fund and 75,000 in Gold ETF. Equity funds
deliver 34%, Debt funds deliver 7% and Gold ETF delivers 19% returns. What is the new asset allocation ratio in
Equity,Debt,Gold ETF respectively?
Question 16 of 25
An investor bought 1000 units of a debt mutual fund scheme at Rs 10 and sold them at Rs 15, after one year. Calculate the
capital gain chargeable to tax. Inflation Index of year bought was 400 and Index was 440 in the year sold.
Question 17 of 25
Growth Stocks have
Question 18 of 25
The group of market participants that collectively facilitate interaction between investors and issuers is known as
Question 19 of 25
Ajay bought an equity share whose face value is Rs. 10 for Rs. 250 and earned 50% dividend in year 1, 60% dividend in
year 2, and sold it off after three years for Rs. 300. What is the Total Return on his investment in Simple Annualised format?
Question 20 of 25
______________is the risk that an investment’ value will change as a result of a change in interest rates.
Question 21 of 25
Mr. Kumar requires Rs.5 lakhs in three months time to pay his daughters Medical Admission fees. An appropriate
investment to set aside money for his goal would be
Question 22 of 25
When expecting a fall in market price, fund managers can reduce the loss in portfolio value by?
Question 23 of 25
Following is the most important determinant for an investment plan to achieve the desired goal.
Question 24 of 25
Rs. 10.50 was invested in a mutual fund and redeemed for Rs. 12.25 at the end of 3 years. What is the compounded rate of
Question 25 of 25
Which of the following is a financial goal?