INVESTMENT ADVISER LEVEL 2 -- SET 18
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Dear Candidate,
1. This is a Mock Examination of NISM-Series-XVIII: Financial Education Certification Examination.
2. This mock test has 50 questions of 1 marks each. Please note that the actual examination for NISM Series XVIII: Financial Education Certification Examination has 50 questions of 1 mark each.
3. There is no negative marking.
4. The passing score for the examination is 60%
5. This mock examination is only to give the candidates an experience of NISM testing system.
6. Please note that passing this mock test would not make you eligible for claiming a certificate for NISM-Series-XVIII: Financial Education Certification Examination.
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Question 1 of 25
1. Question
SEBI does not deal with any complaints which fall under the purview of the other regulatory bodies i.e. IRDA , PFRDA etc.
State whether True or False. -
Question 2 of 25
2. Question
Government Securities Market is regulated by
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Question 3 of 25
3. Question
Process of distributing investors wealth among various asset classes is known as _________.
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Question 4 of 25
4. Question
The Final Settlement price of a Currency Futures contract is the____________.
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Question 5 of 25
5. Question
Sharpe and Treynor Ratios are measures of
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Question 6 of 25
6. Question
Simran before moving to Australia has formally authorized Sameer to act on her behalf on all matters. What type of Power
of Attorney (POA) has Simran opted for? -
Question 7 of 25
7. Question
A Public issue can be kept open for a maximum of _________ working days
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Question 8 of 25
8. Question
_______order remains in the system for execution till it is cancelled by the investor
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Question 9 of 25
9. Question
If an option can be exercised any time before its expiry date, it is called:
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Question 10 of 25
10. Question
Which among the following is a good CIBIL credit score?
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Question 11 of 25
11. Question
Bond with BBB rating will carry lower interest rate than one with AA rating
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Question 12 of 25
12. Question
Who among the following are exempted from SEBI (Investment Advisers) Regulation, 2013?
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Question 13 of 25
13. Question
Technical analysis can help investors anticipate what is likely to happen to ________over time.
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Question 14 of 25
14. Question
Which of the following is not considered while calculating Return on Investments?
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Question 15 of 25
15. Question
______ fund managers try to replicate the performance of a benchmark index, by replicating the weights of its constituent
stocks. -
Question 16 of 25
16. Question
European option can be exercised on any day at the option of the buyer on or before the expiry of the option.
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Question 17 of 25
17. Question
Debt products are exposed to
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Question 18 of 25
18. Question
An expense of Rs 50,000 in todays money terms is likely to be required in 3 years. Inflation is expected at 10%. How much
will be the future requirement of money? -
Question 19 of 25
19. Question
A power of attorney refers to ___________
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Question 20 of 25
20. Question
Banking Codes and Standards framed by BCSBI is a _________
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Question 21 of 25
21. Question
Case Study:
Mr. Sundar is employed in a firm and earns Rs 8 Lakhs per annum. Out of this he spends Rs 7 Lakhs per year.His financial planner has
recommended an Investment which offers 13% p.a on a long term basis.He plans to invest in this using a leverage of 1.5 times. Borrowing cost
is 9% p.a. He has LI policies for a Sum Assured of Rs 40 Lakhs. Outstanding housing loan of Rs 30 Lakhs. His other assets are worth Rs 75
Lakhs. He also has investments in Equity and Debt whose average yield is 9%. Assume inflation of 7.5%. He is currently 42 years and want to
retire at 50. His life span is 70.
Q21) Calculate Human Life Value of Mr.Sundar assuming Insurance Proceeds can be invested in 9% yielding investment -
Question 22 of 25
22. Question
Case Study:
The public issue of Secure Industries Ltd is priced at Rs 75. The book value of its equity shares is Rs 24. The current Earning per share is Rs
7 and this is likely to rise by 10 % next year. Mr. Kushal who regularly invests in IPO’s wishes to invest in this IPO using outside
finance(loan) in which he will get a leverage of 2 times at a finance cost of 2.5% for the period till the shares are allotted.
Q22) Calculate the historic Price to Book value at which the IPO is bought out. [ -
Question 23 of 25
23. Question
Case Study:
The public issue of Secure Industries Ltd is priced at Rs 75. The book value of its equity shares is Rs 24. The current Earning per share is Rs
7 and this is likely to rise by 10 % next year. Mr. Kushal who regularly invests in IPO’s wishes to invest in this IPO using outside
finance(loan) in which he will get a leverage of 2 times at a finance cost of 2.5% for the period till the shares are allotted.
Q23) Calculate the forward Price to Earning (PE) Ratio for this IPO. [ -
Question 24 of 25
24. Question
Case Study:
The public issue of Secure Industries Ltd is priced at Rs 75. The book value of its equity shares is Rs 24. The current Earning per share is Rs
7 and this is likely to rise by 10 % next year. Mr. Kushal who regularly invests in IPO’s wishes to invest in this IPO using outside
finance(loan) in which he will get a leverage of 2 times at a finance cost of 2.5% for the period till the shares are allotted.
Q24) If Secure Industries Ltd allots the shares in the ratio 4 for 10, what will be the cost for these shares for Mr. Kushal ? -
Question 25 of 25
25. Question
Case Study:
Following are the details of income and expenses etc of Mr. Sayyed for the month of January. Mr. Sayyed works in a company where he gets
a monthly gross salary of Rs 30000 and this includes a PF contribution of Rs 3000 from the employers. He also invests Rs 3000 in PF. There
are some deductions in his salary as under : Loan repayments – Rs 3500, TDS – Rs 1000 & Investments – Rs 3000 The monthly expenses of
his household are Rs 17500. Mr. Sayyed also has a monthly SIP going on in which Rs 2000 are deducted directly from his bank account. He
plans to use this SIP money to buy a house in his village whose current cost is Rs 3 lakhs. Mr Sayyed has received Rs 4000 as dividends
from some old equity shares held by him.
Q25) Assuming that the village house which Mr. Sayyed plans to buy, appreciates by 14% pa, what will be its value after 3
years ? [