INVESTMENT ADVISER LEVEL 2 -- SET 25
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Dear Candidate,
1. This is a Mock Examination of NISM-Series-XVIII: Financial Education Certification Examination.
2. This mock test has 50 questions of 1 marks each. Please note that the actual examination for NISM Series XVIII: Financial Education Certification Examination has 50 questions of 1 mark each.
3. There is no negative marking.
4. The passing score for the examination is 60%
5. This mock examination is only to give the candidates an experience of NISM testing system.
6. Please note that passing this mock test would not make you eligible for claiming a certificate for NISM-Series-XVIII: Financial Education Certification Examination.
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Question 1 of 25
1. Question
A higher turnover in a stock indicates______
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Question 2 of 25
2. Question
Green Shoe Option means______.
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Question 3 of 25
3. Question
A Bond of face value Rs.5000 carries a coupon interest rate of 12%. It is quoted in the market at Rs.4500. What is the
current yield of the bond? -
Question 4 of 25
4. Question
Who among the following are exempted from SEBI (Investment Advisers) Regulation, 2013?
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Question 5 of 25
5. Question
Which of the following is an indication of indebtedness?
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Question 6 of 25
6. Question
This bias leads investors to choose what they are comfortable with
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Question 7 of 25
7. Question
Which of the following does a fundamental analyst study?
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Question 8 of 25
8. Question
If an Investor has completed KYC formalities with a Centralised KYC Registration Agency is applicable for
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Question 9 of 25
9. Question
An Investor holds a security that is rated A+. The rating of the security migrates to A. What is the risk that the investor has
faced ? -
Question 10 of 25
10. Question
Which bond would most likely possess the least degree of interest rate risk?
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Question 11 of 25
11. Question
Which of the following depends on the market?
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Question 12 of 25
12. Question
Which of the following is the primary function of the secondary markets?
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Question 13 of 25
13. Question
An investor bids Rs.45 in a book built public issue where the cut-off is discovered as Rs 50
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Question 14 of 25
14. Question
Which of the following is not a feature of personal Financial Planning?
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Question 15 of 25
15. Question
A person who has a complaint against an insurance company must lodge his complaint with___.
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Question 16 of 25
16. Question
An investor who decides to go overweight on equities is taking a
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Question 17 of 25
17. Question
Aditi is 30 years old. She deposits 25000 at the beginning of each year in deferred annuity scheme as a part of her
retirement planning. How much will be in the account after 25 years if it earns 9.5% compound annual interest? -
Question 18 of 25
18. Question
Case Study:
An investor bought units of a scheme as follows: Feb 5, 2014 500 units @ Rs12; Aug 7, 2014 600 units @ Rs13. He sold 600 units at Rs14 on
March 2, 2015. Cost Inflation Index numbers are 2012‐13 852; 2013‐14 939; 2014‐15 1024; 2015‐16 1075 (assumption). Assume the investor is
in 20% tax bracket. Ignore STT, Surcharge & Education Cess.
Q18) How much long term capital gain did the investor book on the sale, if the units related to equity scheme? -
Question 19 of 25
19. Question
Case Study:
An investor bought units of a scheme as follows: Feb 5, 2014 500 units @ Rs12; Aug 7, 2014 600 units @ Rs13. He sold 600 units at Rs14 on
March 2, 2015. Cost Inflation Index numbers are 2012‐13 852; 2013‐14 939; 2014‐15 1024; 2015‐16 1075 (assumption). Assume the investor is
in 20% tax bracket. Ignore STT, Surcharge & Education Cess.
Q19) How much short term capital gain did the investor book on the sale, if the units related to equity scheme? -
Question 20 of 25
20. Question
Case Study:
An investor bought units of a scheme as follows: Feb 5, 2014 500 units @ Rs12; Aug 7, 2014 600 units @ Rs13. He sold 600 units at Rs14 on
March 2, 2015. Cost Inflation Index numbers are 2012‐13 852; 2013‐14 939; 2014‐15 1024; 2015‐16 1075 (assumption). Assume the investor is
in 20% tax bracket. Ignore STT, Surcharge & Education Cess.
Q20) How much long term capital gain did the investor book on the sale, if the units related to debt scheme? -
Question 21 of 25
21. Question
Case Study:
An investor bought units of a scheme as follows: Feb 5, 2014 500 units @ Rs12; Aug 7, 2014 600 units @ Rs13. He sold 600 units at Rs14 on
March 2, 2015. Cost Inflation Index numbers are 2012‐13 852; 2013‐14 939; 2014‐15 1024; 2015‐16 1075 (assumption). Assume the investor is
in 20% tax bracket. Ignore STT, Surcharge & Education Cess.
Q21) How much long term capital gain tax will the investor have to pay, if the units related to equity scheme? -
Question 22 of 25
22. Question
Case Study:
Mr. A wants to avail of a loan from a bank for purchasing a car worth Rs. 7.8 Lac. The bank charges a fixed rate of interest of 10% p.a. on
monthly reducing balance basis to sanction a loan which is 80% of the cost of vehicle. Loan amount is added by 1% upfront loan processing
fees in the loan amount. The loan is taken for 4 years. You compute the following:
Q22) The amount of loan sanctioned by the bank is ______ -
Question 23 of 25
23. Question
Case Study:
Mr. A wants to avail of a loan from a bank for purchasing a car worth Rs. 7.8 Lac. The bank charges a fixed rate of interest of 10% p.a. on
monthly reducing balance basis to sanction a loan which is 80% of the cost of vehicle. Loan amount is added by 1% upfront loan processing
fees in the loan amount. The loan is taken for 4 years. You compute the following:
Q23) The Equated Monthly Instalment (EMI) of loan is ______ -
Question 24 of 25
24. Question
Case Study:
Mr. A wants to avail of a loan from a bank for purchasing a car worth Rs. 7.8 Lac. The bank charges a fixed rate of interest of 10% p.a. on
monthly reducing balance basis to sanction a loan which is 80% of the cost of vehicle. Loan amount is added by 1% upfront loan processing
fees in the loan amount. The loan is taken for 4 years. You compute the following:
Q24) Suppose if he pays Rs 2 Lakhs after 24 months, what would have been the principal outstanding then? -
Question 25 of 25
25. Question
Case Study:
Mr. A wants to avail of a loan from a bank for purchasing a car worth Rs. 7.8 Lac. The bank charges a fixed rate of interest of 10% p.a. on
monthly reducing balance basis to sanction a loan which is 80% of the cost of vehicle. Loan amount is added by 1% upfront loan processing
fees in the loan amount. The loan is taken for 4 years. You compute the following:
Q25) What would have been the EMI had the processing fee not included in the Loan amount?