INVESTMENT ADVISER LEVEL 2 -- SET 3
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Dear Candidate,
1. This is a Mock Examination of NISM-Series-XVIII: Financial Education Certification Examination.
2. This mock test has 50 questions of 1 marks each. Please note that the actual examination for NISM Series XVIII: Financial Education Certification Examination has 50 questions of 1 mark each.
3. There is no negative marking.
4. The passing score for the examination is 60%
5. This mock examination is only to give the candidates an experience of NISM testing system.
6. Please note that passing this mock test would not make you eligible for claiming a certificate for NISM-Series-XVIII: Financial Education Certification Examination.
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Question 1 of 25
1. Question
What is Call Option in debt securities?
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Question 2 of 25
2. Question
___________Alternate Investment Fund employs diverse or complex trading strategies
and may employ leverage including through investment in listed or unlisted derivatives -
Question 3 of 25
3. Question
In __________bias investors do not recognize the bias, they will continue to make their decisions based on what they feel
is right than on objective information. -
Question 4 of 25
4. Question
The main purpose of the guaranteed insurability rider benefit is to give the policyholder the right to
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Question 5 of 25
5. Question
A company declares Rs 2/- dividend on the equity share of face value of Rs 5/-. The share is quoted in the market at Rs 80/-
the dividend yield will be -
Question 6 of 25
6. Question
What is the Present Value of Rs. 115,000 to be received after 1 year at 10%?
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Question 7 of 25
7. Question
Unhealthy practice in the Securities Markets includes which of the following?
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Question 8 of 25
8. Question
In ASBA, the amount is blocked in
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Question 9 of 25
9. Question
Generally RBI reviews the monetary policy for every _________.?
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Question 10 of 25
10. Question
If the price earning ratio is 25 and the market price is Rs. 40/- and the number of share are 100000. What is the amount of
total earnings after tax? -
Question 11 of 25
11. Question
In case of _______ order, the balance unexecuted quantity is cancelled instead of keeping pending at the order book.
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Question 12 of 25
12. Question
The most important money supply indicator monitored by the RBI is
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Question 13 of 25
13. Question
Which of the following is essential for the public issue of a debt security?
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Question 14 of 25
14. Question
Which of the following persons is expected to comply with registration requirement under SEBI (Investment Advisers)
Regulations, 2013: -
Question 15 of 25
15. Question
Which of the following can deal with multiple insurance companies?
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Question 16 of 25
16. Question
In Normal Settlement, Close out of re-bad delivery happens on______________
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Question 17 of 25
17. Question
In a jointly held folio, the PAN and KYC process has to be complied with by
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Question 18 of 25
18. Question
Case Study:
Dr. C is of age 40 years and wishes to retire at 60. He starts investing from today to build his retirement corpus through a monthly SIP in a
Balanced Mutual Fund scheme which is expected to give a return of 9% p.a. His current expenses are Rs. 30,000 per month and he requires
an inflation adjusted monthly stream of income for 20 years post-retirement by investing the accumulated corpus in an investment yielding
6.5% p.a. You compute the following, considering an inflation of 5% p.a. during this period:
Q18) What would be the monthly expense at the time of retirement? -
Question 19 of 25
19. Question
Case Study:
Dr. C is of age 40 years and wishes to retire at 60. He starts investing from today to build his retirement corpus through a monthly SIP in a
Balanced Mutual Fund scheme which is expected to give a return of 9% p.a. His current expenses are Rs. 30,000 per month and he requires
an inflation adjusted monthly stream of income for 20 years post-retirement by investing the accumulated corpus in an investment yielding
6.5% p.a. You compute the following, considering an inflation of 5% p.a. during this period:
Q19) Calculate the effective monthly real rate of return post retirement? -
Question 20 of 25
20. Question
Case Study:
Dr. C is of age 40 years and wishes to retire at 60. He starts investing from today to build his retirement corpus through a monthly SIP in a
Balanced Mutual Fund scheme which is expected to give a return of 9% p.a. His current expenses are Rs. 30,000 per month and he requires
an inflation adjusted monthly stream of income for 20 years post-retirement by investing the accumulated corpus in an investment yielding
6.5% p.a. You compute the following, considering an inflation of 5% p.a. during this period:
Q20) The retirement corpus to be accumulated to sustain the required income stream post-retirement is ______ -
Question 21 of 25
21. Question
Case Study:
Dr. C is of age 40 years and wishes to retire at 60. He starts investing from today to build his retirement corpus through a monthly SIP in a
Balanced Mutual Fund scheme which is expected to give a return of 9% p.a. His current expenses are Rs. 30,000 per month and he requires
an inflation adjusted monthly stream of income for 20 years post-retirement by investing the accumulated corpus in an investment yielding
6.5% p.a. You compute the following, considering an inflation of 5% p.a. during this period:
Q21) The monthly SIP in Balanced MF scheme to achieve the desired corpus is _____ -
Question 22 of 25
22. Question
Case Study:
An investor owns real estate worth Rs.50 lakhs, investments and bank balances valued at Rs.10 lakhs, and Rs.5 lakhs is lying in provident
fund account. The real estate was bought with a loan of Rs 30 lakhs, of which Rs 10 lakhs is currently outstanding. The investor also has
credit card dues of Rs 2 lakhs and a loan of Rs 1 lakh from a friend.
Q22) What is the Leverage Ratio? -
Question 23 of 25
23. Question
Case Study:
An investor owns real estate worth Rs.50 lakhs, investments and bank balances valued at Rs.10 lakhs, and Rs.5 lakhs is lying in provident
fund account. The real estate was bought with a loan of Rs 30 lakhs, of which Rs 10 lakhs is currently outstanding. The investor also has
credit card dues of Rs 2 lakhs and a loan of Rs 1 lakh from a friend.
Q23) What is the Networth? -
Question 24 of 25
24. Question
Case Study:
An investor owns real estate worth Rs.50 lakhs, investments and bank balances valued at Rs.10 lakhs, and Rs.5 lakhs is lying in provident
fund account. The real estate was bought with a loan of Rs 30 lakhs, of which Rs 10 lakhs is currently outstanding. The investor also has
credit card dues of Rs 2 lakhs and a loan of Rs 1 lakh from a friend.
Q24) What is the Solvency Ratio? -
Question 25 of 25
25. Question
Case Study:
An investor owns real estate worth Rs.50 lakhs, investments and bank balances valued at Rs.10 lakhs, and Rs.5 lakhs is lying in provident
fund account. The real estate was bought with a loan of Rs 30 lakhs, of which Rs 10 lakhs is currently outstanding. The investor also has
credit card dues of Rs 2 lakhs and a loan of Rs 1 lakh from a friend.
Q25) Identify the True Statement with respect to Solvency Ratio?